Shopfloor Matters
Foundations

MES/MOM in regulated industries: pharma, medical devices, aerospace and automotive

What changes when regulators and customers audit your shopfloor. Electronic batch records, device records, first article inspection, PPAP and traceability.

Illustration: Regulated industries

In some industries, making a good product isn't enough. You have to prove you made it correctly, every time, often years later, to an auditor who wasn't there.

That changes what you need from MES/MOM. The core functions are the same: orders, materials, quality, equipment, people. But the evidence requirements are much stricter, and the cost of getting it wrong is a recall or a regulator's warning letter.

Here's how four regulated sectors shape MES/MOM. I covered food separately in The biggest barriers to MES success in food manufacturing.

Pharmaceuticals and biotech

The heart of it is the batch record. Every step, every material, every weight, every check, every signature. On paper, a batch record can run to hundreds of pages, and reviewing it takes days.

An electronic batch record (EBR) in MES/MOM changes that:

  • The recipe enforces the sequence, so steps can't be skipped
  • Weights and measurements come from connected scales and instruments, not handwriting
  • Deviations are flagged as they happen, not found during review
  • QA can use review by exception, checking only what went outside the normal path

Electronic records and signatures must meet FDA 21 CFR Part 11 in the US and EU GMP Annex 11 in Europe: secure, attributable, audit-trailed, and validated. Data integrity principles (often summarised as ALCOA+) apply to everything.

Validation is the big project overhead. Which brings me to a cautionary point: the more you customise, the more you validate. Here, configure, don't customise is a matter of compliance cost, not just good practice.

Medical devices

Device makers need a complete record of how each device or batch was built. In the US, the FDA's Quality Management System Regulation (QMSR) has incorporated ISO 13485 by reference since 2 February 2026, so the US now follows the same standard most manufacturers elsewhere already use.

For MES/MOM, that means:

  • Serial or lot-level genealogy for every device and critical component
  • Proof that operators were trained and qualified for the operation, at the time
  • Equipment calibration status checked before use
  • Labelling linked to the as-built record, including unique device identification (UDI) where it applies

Complaints and field issues must trace back to the build record quickly. I cover that end of the chain in Service data back to engineering.

Aerospace and defence

Aerospace is built on AS9100, and its customers expect serialised traceability that can last for the life of an aircraft. Decades.

Things that matter on the shopfloor:

  • First article inspection (FAI, typically to AS9102) when a part is new, changed or moved to a new process
  • Configuration control: building to exactly the right revision, which makes the PLM, ERP and MES link critical, often with a direct PLM connection for drawings and characteristics
  • Special processes such as heat treatment and welding, with qualified people and validated parameters
  • Counterfeit part prevention and full supplier traceability for critical components

Operators frequently need the drawing at the workstation. Paper travellers with handwritten stamps are still common in aerospace, and they're a major source of escapes and audit findings.

Automotive

Automotive suppliers work to IATF 16949, plus specific requirements from each OEM. The emphasis is on preventing defects at volume:

  • PPAP (production part approval) before supply starts, and control plans that define every check
  • Error-proofing at the station: right part, right torque, right sequence, enforced rather than checked afterwards
  • Traceability of safety-critical components to the vehicle, so a recall can be targeted to specific VINs instead of a whole model year
  • Rapid containment: when a defect is found, knowing within minutes which parts are suspect and where they are

The volumes are high and the margins thin, so traceability has to be automatic. Nobody hand-records lot numbers at 60 units an hour.

What they have in common

Strip away the acronyms and four principles repeat:

  • Enforce, don't just record. The system should stop the wrong thing happening, not merely log it.
  • Capture at the source. Data from the instrument or the scan, not typed from memory.
  • Link everything to the unit or lot. Materials, people, equipment, results.
  • Make the record reviewable. Quickly, by exception, years later.

Those are good principles in any industry. Regulation just removes the option to skip them.

If an auditor arrived tomorrow and picked a unit you shipped two years ago, how long would it take you to produce its complete record?

Matt Barber
Written by

Matt Barber

VP & General Manager for MES at Infor. Started as an MES developer, then ran projects, solution design and product. Writes about the smart factory, shopfloor AI and the MES/MOM foundations underneath them.

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